1. Introduction
Version followed: Peter Koestenbaum, The New Image of the Person: The Theory and Practice of Clinical Philosophy (Greenwood Press, Westport, Conn., 1978; xiv + 570 pp.), organised by the book's own table of contents and by John Rowan's review of it; Koestenbaum's later leadership work (Leadership: The Inner Side of Greatness, 2nd ed., Wiley, 2010) is treated as a separate, non-clinical application. The body text of the book's two practice appendices (Appendix G, which shares the book's title, and Appendix H, "Simplified Outline of the Practice of Clinical Philosophy") is [uncertain: not verified], so step-level instructions below are marked [synthesis] where they go beyond the chapter structure and Rowan's account. [source: ULB Düsseldorf table-of-contents scan; Rowan review; PhilArchive and Dialogue records]
What it is. Koestenbaum, a philosopher who taught at San Jose State University for thirty-four years [source: Abundant Community author page], called his approach "clinical philosophy". He used it to give psychotherapy the philosophical foundations he argued it lacked: the book opens with "The Need for Philosophy in Psychotherapy". It is a phenomenological-existential model of the person plus a therapeutic stance. It is not a manualised therapy with a session protocol. One secondary account says the book set out philosophy's essential contributions to counselling and that Koestenbaum trained mental-health professionals to apply philosophical principles [uncertain: secondary, unverified]. In later decades he applied the same philosophy to leadership through Philosophy-in-Business, the Koestenbaum Institute and the Leadership Diamond [source: Abundant Community; Wiley].
How change happens, as Koestenbaum's model holds it (attributed, not asserted as fact). The person is bipolar. One pole is transcendental consciousness, the self-referring, observing subject reached by phenomenological epoché and reduction. The other pole is the empirical ego: body, feelings, needs, attitudes, behaviour and the unconscious. Anxiety, read existentially, "reveals" basic features of existence (birth, evil, nihilism, freedom, death, guilt), and existential anxiety is distinguished from neurotic anxiety. Psychopathology is read as a philosophical condition of consciousness, at bottom a lasting perception of nihilism and nothingness. Healing comes "through participation": client and therapist form an intersubjective field around a shared object, the client's problem, and insight is lived out in action, which Koestenbaum treats as the interface of subject and object. [source: book contents; Rowan review]
Evidence status: no controlled evaluation of clinical philosophy is known [uncertain: not verified]. In this guide its ideas are used by a licensed psychotherapist within therapy. It is never offered as a stand-alone treatment for a mental disorder, and non-clinical philosophical practitioners who use it refer clinical problems on (section 4.24). Related guides: British existential-phenomenological therapy (III 075, via pointer 052), logic-based therapy (042; cross-refer II 074 REBT), and the Stoic, Socratic and philosophical-counselling guides in this family.
2. Framework
The book's structure (titles as published; contents summarised only where Rowan or the contents page report them) [source: table of contents; Rowan review]:
- Book One, "A Model of Being". Philosophy as phenomenology and theory of knowledge. The phenomenological model of being. Reflection and the mind-body polarity. Transcendental consciousness. The individual-universal polarity. A "bipolar personality theory". Three "philosophic facts": (1) mysticism and altered states of consciousness; (2) individualism and the scientific outlook, with a chapter "Techniques for the Constitution of the Individual"; (3) polarity. Rowan notes that the phenomenology here is largely Koestenbaum's own, with few references to Husserl.
- Book Two, "Revelations of Anxiety". First the description, provocation, diagnosis and value of anxiety. Then six revelations, most paired with a "coping" chapter: birth; evil; the nihilism-ground issue; freedom (with "In Defense of Freedom"); death and individuality; guilt.
- Book Three, "Pathology". "The Compleat Therapist". The empirical ego. Philosophical classification of mental conditions (natural versus authentic consciousness; crippled, collapsed and deconstituted consciousness). Schizophrenia. "Healing Through Participation" (overview and details). Pain and need management.
- Appendices. A twenty-point "Bill of Rights on Death"; "Twenty Steps Toward Individuality"; moral education as an answer to crime; a revelations-of-anxiety table; a "Master Table"; meditation, physics and phenomenology; the two practice outlines. (The contents of these appendices are [uncertain: not verified]; do not quote or reconstruct them.)
Working sequence for a psychotherapist [synthesis: derived from the book's order; Koestenbaum's own outline in Appendix H is unverified]:
| Phase | Goal | Move on when |
|---|---|---|
| 0. Frame | Clinical assessment, scope, consent, which role you are in (4.1–4.3) | Diagnosis and risk known; client consents to philosophical work |
| 1. Description | Describe the problem as lived; make presuppositions visible; set up the therapist-client-object triangle (4.4–4.5) | Client can describe the problem without immediately explaining it away |
| 2. Reflection | Reach the observing stance; work the mind-body and individual-universal polarities (4.6–4.8) | Client can step back from a state and also re-enter it |
| 3. Anxiety | Describe and diagnose the anxiety; tell existential from neurotic; work the relevant revelation(s) (4.9–4.17) | Anxiety is named, tolerated and linked to a value or choice |
| 4. Participation and action | Direct experience over inference; turn insight into chosen action; adjuncts where indicated (4.18–4.22) | Changes show in behaviour, not only in talk |
| 5. Consolidation | Review, relapse planning, ending or referral (4.23–4.26) | Client owns the philosophy in their own words |
Session count and format: the sources give none [uncertain]. The triangle Rowan describes is a one-to-one format. Koestenbaum also taught seminars and consulted to organisations [source: Abundant Community], but group or organisational use of the clinical model is [uncertain]. The Leadership Diamond is a coaching and consulting framework built on four strategies: vision, reality, ethics and courage [source: Wiley contents]. Do not present it as therapy.
3. Guiding principles
[source: Rowan review and book contents for 1–12; APPA and NPCA for 13; [synthesis] for each practical meaning]
- Philosophy underlies every therapy. Make the client's implicit view of self, world and value an explicit topic rather than leaving it in the background.
- Describe before you explain (epoché). Hold off theory and diagnosis long enough to get the experience described in its own terms. Koestenbaum conceded that presuppositions can be made visible but not eliminated, so aim for visibility, not perfect neutrality.
- The person is bipolar: transcendental and empirical. Work both with the observing "I" and with the concrete body, feelings, needs and behaviour; neglecting either pole flattens the work.
- Mind-body polarity. Rowan reports that Koestenbaum calls mind-to-body contact free will and body-to-mind contact spontaneity. Help the client both choose and allow.
- Individual-universal polarity. Hold the client's uniqueness alongside what they share with all people; use whichever pole is missing.
- Anxiety reveals. Explore what an anxiety discloses about existence before, or alongside, reducing it. This never replaces evidence-based treatment of an anxiety disorder [synthesis].
- Existential and neurotic anxiety differ. Rowan reports Koestenbaum treats the former as healthy and the latter as not. Assess which is in play; do not romanticise symptoms.
- The therapeutic triangle. Therapist, client and a common object (the problem, fear or emotion). Rowan's summary: "The therapist's empirical ego is left out." Keep your own needs, opinions and metaphysics out of the field, and look at the problem with the client.
- Healing through participation. Koestenbaum contrasts direct, experienced relations with inferred, mediated ones (Rowan, on the book's healing diagram). Favour experience-near work over explanation.
- Action is where thought and feeling become life. Every insight gets a concrete behavioural expression.
- Pathology as a state of consciousness. Koestenbaum's categories (crippled, collapsed, deconstituted) add a lens to clinical diagnosis; they never substitute for it [synthesis].
- Philosophical umbrella, eclectic methods. Rowan reports Koestenbaum allowed that other therapies can be useful. Integrate other methods only within your own competence.
- Scope honesty. Say what you offer and what it is not. The APPA code requires philosophical practitioners to explain their services without overstating effectiveness and to refer when a problem is not primarily philosophical. The NPCA says non-licensed philosophical consultants "do not address mental disorders". [source: APPA; NPCA]
- Client authorship of meaning. The client decides what anxiety, death or freedom mean for them. Koestenbaum's metaphysics (the transcendental ego, nihilism, "the death of God") is offered as one perspective, not taught as truth [synthesis].
- Worldview respect. Where the client's frame is religious, work inside it, using the Cultural Formulation Interview (4.25), rather than replacing it with phenomenology [synthesis].
4. Intervention inventory
The sources available describe Koestenbaum's procedures only at the level of chapter titles and Rowan's summary. Items 4.4–4.20 therefore follow his concepts and sequence, with step wording that is [synthesis]. The therapist-side procedures (4.1–4.3 and 4.21–4.25) are [synthesis] unless a source tag says otherwise. No step below is presented as Koestenbaum's own wording.
4.1 Clinical assessment and scope screen
- Purpose / when: Before any philosophical work. This decides whether the presenting problem is mainly existential, mainly clinical, or both, and whether clinical philosophy belongs in a treatment plan or only alongside one. [synthesis; referral indications modelled on NPCA]
- Steps: (1) Do your standard intake: diagnosis, risk (suicide, self-harm, harm to others), substance use, medical issues, current treatment. (2) Ask what brings them to philosophical work in particular, such as a meaning question, a death, a moral dilemma, or a career or midlife crossroads. (3) Note the indications the NPCA lists as grounds for a non-licensed consultant to refer: hallucinations, delusions, manic episodes, suicidal ideation with a plan, panic attacks. Treat these as needing evidence-based clinical care first, whoever delivers the philosophy. (4) Decide and record: philosophy as the main frame (existential problem, no disorder); as an adjunct to an evidence-based protocol; or deferred until the person is stable.
- Example language (illustrative): "Before we get into the bigger questions, I want a clear picture of how you're doing day to day, including sleep, mood and any dark thoughts, so that we use the right tools."
- Watch for: A client who wants philosophy instead of needed treatment ("I don't want to be pathologised"). Untreated psychosis, mania or severe depression presented as a "crisis of meaning". It is working when the plan matches the clinical picture and the client understands why.
4.2 Role clarification: therapist, philosophical consultant or leadership coach
- Purpose / when: Koestenbaum's work spans clinical philosophy, philosophical consultancy and executive leadership coaching [source: Abundant Community; Wiley]. A psychotherapist who also coaches or consults must keep the roles distinct.
- Steps: (1) Name the service you are providing and its legal basis (your licence). (2) If a client met you as a coach or seminar participant, assess whether moving into therapy creates a multiple relationship. See APA Ethics Code Standard 3.05, Multiple Relationships (APA Ethics Code). (3) Do not run therapy inside an organisational consulting contract where the employer is the client [synthesis]. (4) Check that your insurance covers the activity you are actually doing [synthesis].
- Example language (illustrative): "In this room I'm working as your psychotherapist, not as a business coach. That affects confidentiality, records and what we focus on."
- Watch for: Employer-funded "coaching" that turns into treatment, and blurred confidentiality with a sponsoring organisation. It is working when the client can say which service they are receiving.
4.3 Informed consent for philosophical work
- Purpose / when: At the start of philosophical work and whenever its depth changes, for example when moving into death or nihilism themes. [source: APPA code standards on freely given, informed consent and explaining services without overstating effectiveness; synthesis]
- Steps: (1) Explain clinical philosophy in plain terms: describing experience carefully, looking at anxiety for what it reveals, linking insight to action. (2) State the evidence status honestly: no controlled trials are known. (3) Say that the client's own beliefs, religious or secular, are respected and not overwritten. (4) Agree that either of you can pause or redirect philosophical exploration. (5) Record the consent.
- Example language (illustrative): "This is a way of thinking things through together rather than a tested protocol. I'll be honest when something else would serve you better."
- Watch for: Clients agreeing out of deference to the "philosopher". Check understanding by asking them to explain it back.
4.4 Phenomenological description (epoché applied to the client's problem)
- Purpose / when: Phase 1. It gets the experience into view before explanation. Koestenbaum uses epoché and reduction to suspend presuppositions, while conceding that they can only be made visible [source: Rowan].
- Steps [synthesis]: (1) Ask for one concrete recent episode. (2) Have the client describe what appeared: sensations, feelings, thoughts, the situation, how things showed up, with no "why". (3) Each time an explanation or verdict appears ("because I'm weak"), name it as an assumption and set it to one side. (4) List the bracketed assumptions on paper. (5) Ask what the experience looks like with them set aside.
- Example language (illustrative): "Let's park the 'because' for a moment. What exactly was there, in your body and around you, when it started?"
- Watch for: Intellectualising, or describing in theory words. Distress rising as defences loosen; slow down if so. It is working when descriptions get more specific and the client notices assumptions they had not seen.
4.5 Setting up the therapeutic triangle and bracketing the therapist's own ego
- Purpose / when: Throughout, and established in Phase 1. Rowan describes Koestenbaum's triangle: the therapist as facilitator, the client, and a common object (a problem, fear or emotion). The therapist's empirical ego is bracketed, and the two transcendental egos form an intersubjective field [source: Rowan].
- Steps [synthesis]: (1) Name the shared object explicitly ("the dread on Sunday nights"). (2) Orient both of you towards it, for example by writing it on a card between you. (3) Before and after the session, note your own reactions, opinions and wishes for the client (your empirical ego) and keep them out of the work. (4) Use supervision for whatever you cannot bracket.
- Example language (illustrative): "Let's both look at this fear together, as if it were sitting on the table between us."
- Watch for: Rowan's critique that full bracketing is impossible because perception is always culturally mediated [source: Rowan]. Treat bracketing as a discipline, not an achievement. A sign it is working: the client experiences you as a collaborator, not a judge.
4.6 Reflection: reaching the observing stance
- Purpose / when: Phase 2. Koestenbaum's transcendental consciousness is the self-referring subject. A sentence given in Rowan's review defines it as "the phenomenon of self-reference" (whether that is Koestenbaum's verbatim wording is [uncertain]). The aim is to help the client experience themselves as the one who observes the anxiety, the body or the role, not only as these. [source: Rowan; book ch. 5–6]
- Steps [synthesis]: (1) From a described episode, ask who is noticing it now. (2) Have the client say "I notice that I …" for each element. (3) Pause on the felt difference between being in the state and observing it. (4) Return to the content, so the observing stance does not become avoidance.
- Example language (illustrative): "You're describing the panic. Who is doing the describing? What is it like to be that one for a moment?"
- Watch for: Depersonalisation or dissociation. Do not use with clients who are prone to derealisation without grounding first. Also watch for spiritual bypassing, where "I am not my feelings" is used to avoid them. It is working when the client can step back and re-enter.
4.7 Working the mind-body polarity: free will and spontaneity
- Purpose / when: Phase 2, when a client is stuck at one pole: over-controlled (all will) or swept along (all spontaneity). Rowan reports Koestenbaum calls mind-to-body contact free will and body-to-mind contact spontaneity, likening consciousness and body to two poles of one magnetic field, with the body (after Merleau-Ponty) as where subject and object meld [source: Rowan].
- Steps [synthesis]: (1) Identify which direction is under-used. (2) For will: choose one small deliberate bodily act and do it in session, such as standing or changing posture or breathing pace, then note the experience of choosing. (3) For spontaneity: invite the client to notice what the body is already doing and let it lead a description. (4) Ask how each direction appears in their life outside.
- Example language (illustrative): "You've been forcing yourself all week. What happens if, for a minute, you let your body tell you what it wants?"
- Watch for: Body work with trauma survivors. Ask consent before every bodily invitation, give a right to stop, and never touch. It is working when the client moves more flexibly between choosing and allowing.
4.8 Individual-universal polarity
- Purpose / when: Phase 2, for clients lost in isolation ("nobody has ever felt this") or lost in conformity ("I'm just a role"). [source: book ch. 8 title; content synthesis]
- Steps [synthesis]: (1) Ask which pole is louder. (2) For excessive isolation: explore what in the experience is shared by all humans (mortality, choice, loss). (3) For excessive conformity: explore what only this client sees, wants or must decide. (4) Write one sentence for each pole together.
- Example language (illustrative): "This grief is completely yours, and it is also something every person who has loved meets. Can you hold both?"
- Watch for: Universalising that minimises ("everyone feels this, so it's fine"). It is working when the client feels both less alone and more themselves.
4.9 Describing, provoking and diagnosing anxiety
- Purpose / when: Opens Phase 3. Book Two begins with the description, provocation, diagnosis and value of anxiety [source: contents]. The aim is a careful map of the client's anxiety before deciding what it reveals.
- Steps [synthesis]: (1) Description: have the client describe the anxiety phenomenologically (where, how, what it is "about" or not about). (2) Provocation: identify the situations and thoughts that call it up. Do not deliberately provoke anxiety in session unless you are trained in exposure methods and the client consents. (3) Diagnosis: judge both clinically (is there an anxiety disorder?) and philosophically (which existential theme, if any, does it touch?). (4) Value: ask what the anxiety may be pointing to that matters.
- Example language (illustrative): "Let's get to know this anxiety: when it comes, what it feels like, and what, if anything, it seems to be warning you about or pointing you toward."
- Watch for: Panic disorder, GAD, OCD or health anxiety, which need evidence-based treatment. Use the philosophical reading as an adjunct. It is working when the anxiety becomes describable rather than only aversive.
4.10 Differentiating existential from neurotic anxiety
- Purpose / when: Phase 3. Rowan reports that Koestenbaum treats existential anxiety as "good", disclosing the conditions of existence, and neurotic anxiety as "bad" [source: Rowan]. The distinction guides what you do next.
- Steps [synthesis]: (1) Ask whether the anxiety tracks a real feature of existence: mortality, freedom, responsibility, uncertainty. (2) Ask whether it is displaced, repetitive, out of proportion, or attached to avoidance and rituals. (3) If existential: move to the matching revelation (4.12–4.17) and to choice. (4) If neurotic, or a disorder: treat with the indicated method, such as CBT or exposure within your competence, and keep the existential layer for later. (5) Revisit the distinction as the work goes on; most presentations are mixed.
- Example language (illustrative): "Some of this fear fits the size of what you're facing. Some of it seems to have grown beyond that. Let's sort which is which."
- Watch for: Labelling a disorder "existential" to avoid treating it, and the reverse, pathologising a fitting response to a real loss. It is working when the client feels the distinction is accurate and the plan follows from it.
4.11 Working a revelation: general procedure
- Purpose / when: Phase 3, once an anxiety is judged at least partly existential. Book Two pairs most revelations of anxiety with a "coping" chapter [source: contents]. This item is the common frame for 4.12–4.17. Koestenbaum's specific coping methods are [uncertain: not verified].
- Steps [synthesis]: (1) Name the theme the anxiety touches. (2) Have the client describe their lived encounter with it phenomenologically (4.4). (3) Explore what the anxiety reveals: a limit, a value, a responsibility. (4) Ask what stance they choose towards it. (5) Translate that stance into one action (4.21). (6) Check how distress has changed, and slow down if it is escalating.
- Example language (illustrative): "If this anxiety were trying to show you something true about your life, what would it be? And how do you want to stand toward that?"
- Watch for: Rumination dressed as philosophy, with the same questions and no movement. If so, switch to action or to an evidence-based method. It is working when the theme can be discussed with rising, not falling, agency.
4.12 Revelation of birth
- Purpose / when: Koestenbaum's book has chapters on birth and on coping with the anxiety of birth [source: contents]. What he means by birth anxiety is [uncertain: not verified]. A therapist may use the theme for anxieties of beginning: having been born into given circumstances, starting over, becoming a parent, new roles [synthesis].
- Steps [synthesis]: (1) Ask what in the client's life is beginning, or was given without choice. (2) Separate the unchosen givens (family, body, era) from what is now theirs to shape. (3) Identify one thing to begin deliberately.
- Example language (illustrative): "You didn't choose where you started. What do you want to start now, on purpose?"
- Watch for: Perinatal distress or birth trauma. Assess clinically and refer to perinatal services as needed. Do not attribute this reading to Koestenbaum.
4.13 Revelation of evil
- Purpose / when: For clients confronted by cruelty, injustice or their own capacity for harm; the book pairs "Evil" with "Coping with the Anxiety of Evil" [source: contents; coping content uncertain].
- Steps [synthesis]: (1) Let the client describe the encounter with evil concretely, with no rush to theodicy. (2) Distinguish what was done to them, what they witnessed, and what they did. (3) Explore what values the horror reveals they hold. (4) Choose a response: protection, testimony, repair, boundary.
- Example language (illustrative): "That you are this shaken tells me something about what you believe people owe each other."
- Watch for: Trauma reactions. If PTSD is present, use a trauma-focused, evidence-based treatment, and keep this work for meaning after stabilisation. Watch for moral injury, and for clients who disclose harm to others; follow safeguarding duties.
4.14 Revelation of nihilism and the question of ground
- Purpose / when: For despair about meaninglessness. Rowan reports Koestenbaum reads psychopathology as a lasting perception of nihilism, nothingness and "the death of God", which healthy people have learned to tolerate or defend against [source: Rowan]. This is Koestenbaum's thesis, attributed and not asserted.
- Steps [synthesis]: (1) Assess for depression and suicide risk first. (2) Describe when the sense of meaninglessness comes and goes. (3) Explore what the client relied on as "ground" (faith, achievement, a relationship) and what happened to it. (4) Explore whether meaning can be chosen or found within their worldview, religious or secular. (5) Link to one valued act.
- Example language (illustrative): "When the floor fell away, what had you been standing on? What, if anything, still holds a little weight?"
- Watch for: Hopelessness and suicidal ideation. Assess risk and use safety planning. Crisis lines: 988 (US); Samaritans 116 123 (UK and Ireland). Where loss of faith is central, see 4.25. Never push a client toward or away from belief.
4.15 Revelation of freedom
- Purpose / when: For paralysis before choices, or anxiety about responsibility. The book gives freedom three chapters: "Freedom", "In Defense of Freedom" and "Coping with the Anxiety of Freedom" [source: contents].
- Steps [synthesis]: (1) Name the choice that is being avoided. (2) Describe the anxiety felt at the point of choosing. (3) Separate real constraints from self-imposed "I can't". (4) Have the client state the choice in the first person ("I am choosing …"). (5) Agree a small chosen act and review it.
- Example language (illustrative): "Notice that staying put is also a choice. Which one do you want to own?"
- Watch for: Ignoring real constraints such as poverty, coercion, disability or immigration status. Freedom talk must not become blame [synthesis]. In situations of abuse, prioritise safety planning.
4.16 Death and individuality
- Purpose / when: For death anxiety, terminal illness, bereavement or midlife reckoning. The book links death with individuality and includes a twenty-point "Bill of Rights on Death" (contents [uncertain: not verified]). Koestenbaum's earlier books include The Vitality of Death (Greenwood, 1971/1972) [source: contents; NYPL; Fast Company].
- Steps [synthesis]: (1) Screen for suicidality, prolonged grief and health anxiety. (2) Invite a phenomenological description of what the client fears about death (pain, nothingness, leaving others, unfinished life). (3) Explore how awareness of finitude singles them out: no one can live their life for them. (4) Identify what they would want to have lived, and one step toward it. (5) For terminally ill clients, coordinate with palliative and spiritual care.
- Example language (illustrative): "Facing that your time is limited, what becomes clearly yours to do?"
- Watch for: Rising suicidal ideation. Assess, safety-plan and give crisis lines (988 US; Samaritans 116 123 UK and Ireland). Use safe-messaging practice and no method discussion. Do not use death contemplation with acutely bereaved or acutely suicidal clients. Work inside the client's own beliefs about death.
4.17 Guilt
- Purpose / when: For guilt that is stuck, excessive or avoided. The book closes Book Two with "Guilt" [source: contents]. Koestenbaum's specific account is [uncertain: not verified].
- Steps [synthesis]: (1) Describe the guilt: about what, toward whom. (2) Distinguish guilt tied to a real action or omission from diffuse, global self-condemnation. (3) For the former, explore acknowledgement, repair and amends. (4) For the latter, assess depression and OCD (scrupulosity) and treat accordingly. (5) Ask what responsibility they choose to carry forward.
- Example language (illustrative): "Some of this guilt points to something you did and can address. Some seems to punish you for simply existing. Let's separate them."
- Watch for: Scrupulosity, which needs ERP-type treatment within competence. Disclosures of serious harm to others trigger legal duties.
4.18 Constituting the individual
- Purpose / when: For clients without a sense of self or direction. The book has a chapter "Techniques for the Constitution of the Individual" and an appendix "Twenty Steps Toward Individuality" [source: contents]. Their content is [uncertain: not verified]; do not reconstruct the twenty steps.
- Steps [synthesis]: (1) Ask the client to describe moments when they felt most themselves. (2) Identify the values, choices and commitments in those moments. (3) Contrast them with roles taken on without reflection. (4) Write a short first-person statement of who they choose to be, and revise it over sessions.
- Example language (illustrative): "When did you last feel you were living as yourself rather than as what was expected?"
- Watch for: Identity disturbance in personality disorders or dissociative conditions, which call for specialist treatment. Individualism can clash with collectivist values; check fit (4.25).
4.19 Philosophical formulation of the client's state of consciousness
- Purpose / when: Case formulation, in parallel with clinical diagnosis. Koestenbaum classifies conditions as natural versus authentic consciousness, and as crippled, collapsed or deconstituted consciousness, with a separate chapter on schizophrenia [source: contents]. His definitions are [uncertain: not verified].
- Steps [synthesis]: (1) Make the clinical diagnosis as usual. (2) Add a descriptive note on how the client relates to their own consciousness: unreflective or reflective; restricted; overwhelmed; fragmented. (3) Use the note to choose emphasis: reflection (4.6), grounding, or structure. (4) Never use it in records or communication as if it were a diagnosis.
- Example language (illustrative): (to self or a supervisor) "Clinically: moderate depression. Philosophically: the observing stance has collapsed into the mood, so start with gentle reflection, not big questions."
- Watch for: Psychosis: philosophical exploration of consciousness can destabilise. Use evidence-based psychosis care and do not do reduction work there [synthesis].
4.20 Healing through participation: direct experience over inference
- Purpose / when: Phase 4. Rowan reports that the book's healing diagram contrasts direct, experienced relations with inferred, mediated ones, illustrated by sorrow, weeping and the physiological link between them [source: Rowan].
- Steps [synthesis]: (1) When the client explains a feeling ("I must be sad because …"), invite them to stay with the feeling as directly experienced. (2) Share your own participation in the field briefly and with discipline ("I feel the weight of that here, too"). (3) Allow emotional expression, such as weeping, without rushing to interpret it. (4) Afterwards, reflect on what was experienced directly.
- Example language (illustrative): "You don't need to work out why right now. Can you let the sadness be here, with me here too?"
- Watch for: Overwhelm. Titrate, and keep grounding available. Self-disclosure must serve the client. It is working when the client reports feeling met rather than analysed.
4.21 Translating insight into action
- Purpose / when: Each session in Phases 3–4. Rowan reports that Koestenbaum treats action as the interface of subject and object, where thought and feeling become visible living [source: Rowan].
- Steps [synthesis]: (1) End each piece of philosophical work by asking what it means for a concrete act. (2) Make the act small, specific and chosen. (3) Review it next session: what happened, what it revealed. (4) Use behavioural-activation techniques where depression is present (cross-refer II 040).
- Example language (illustrative): "What would someone who believed what you just said do this week?"
- Watch for: Insight with no change; tighten the link to action. Avoid exercise or diet targets; route to qualified professionals.
4.22 Adjunctive body-oriented and imaginal methods: refer or restrict
- Purpose / when: Rowan reports Koestenbaum thought primal work especially effective, and also used body work and massage, and fantasy as an adjunct to physical methods [source: Rowan]. A psychotherapist should decide how to handle this as a matter of competence.
- Steps [synthesis]: (1) Do not use cathartic "primal" methods or massage unless you hold recognised training in them, and they fall within your licence and insurance. Their evidence status is [uncertain]. (2) Use guided imagery only within your training, with consent and an exit. (3) Where body work is wanted, refer to appropriately licensed practitioners. (4) Touch, if ever relevant: consent before and during, a right to stop, never sexual.
- Example language (illustrative): "Some approaches work directly with the body. That's not my training, but I can help you find someone qualified if you want that."
- Watch for: Abreaction that overwhelms, retraumatisation, and dependency.
4.23 Using the Leadership Diamond with work-life clients
- Purpose / when: For clients whose existential questions arise mainly at work. Koestenbaum's Leadership Diamond sets out four strategies: vision (thinking big and new), reality (having no illusions), ethics (providing service) and courage (acting with sustained initiative) [source: Wiley contents]. This is coaching material, not treatment.
- Steps [synthesis]: (1) Ask which of the four the client is strongest and weakest in. (2) Explore the weakest one with a concrete current decision. (3) Link it back to the anxiety work (4.15 freedom; 4.11 general procedure). (4) If the client mainly wants coaching, refer to a coach rather than shifting your role (4.2).
- Example language (illustrative): "You see the vision clearly. Where does the courage part get stuck?"
- Watch for: Role drift into consulting, and employer pressure. Do not reproduce Koestenbaum's diagrams or tools.
4.24 Referral both ways and collaboration with philosophical practitioners
- Purpose / when: Whenever a client is seeing, or could benefit from, a philosophical counsellor or consultant, or vice versa. The APPA code requires its members to refer when problems are not primarily philosophical, bars them from presenting as mental-health professionals, and bars techniques outside philosophical training such as hypnosis; it encourages cooperation with mental health and medicine [source: APPA]. The NPCA separates licensed "philosophical counselors", who may address mental disorders, from "philosophical consultants", who do not, and expects consultants to keep a referral network [source: NPCA].
- Steps: (1) Ask a philosophical practitioner's credentials and whether they hold a mental-health licence. (2) With the client's written consent, agree who addresses what. (3) Refer to philosophical consultation for primarily philosophical questions when no disorder needs treatment, or when the client wants it alongside therapy. (4) Accept referrals from consultants who identify the NPCA's referral indications, and give feedback. (5) Licensing context: in 2004 a New York Times Magazine article on philosophical counselling was cited by a psychiatry bulletin [source: AAPP Bulletin]. Lou Marinoff, APPA's founder, is a case in point: City College of New York ordered a halt to Marinoff's on-campus counselling (his own account dates the order to November 2000; a 2004 New York Times Magazine article reported it) [uncertain]. [synthesis for steps]
- Example language (illustrative): "Your philosophy sessions sound valuable for the big questions. With your permission I'd like to coordinate with them so the mood symptoms are covered here."
- Watch for: Fragmented care, conflicting messages, and non-licensed practitioners treating disorders. It is working when roles are clear to everyone.
4.25 Spiritual, religious and moral frame: Cultural Formulation Interview
- Purpose / when: When nihilism, death or guilt work (4.14–4.17) touches faith or loss of faith. The DSM-5-TR "Religious or Spiritual Problem" may apply, with code Z65.8 (ICD-10-CM Z65.8 (Unbound Medicine), which lists religious or spiritual problem under Includes). DSM-5-TR wording is [uncertain: not verified].
- Steps [synthesis]: (1) Use the DSM-5-TR Cultural Formulation Interview with its supplementary module on spirituality, religion and moral traditions. (2) Ask whether the client wants their religious leader involved, and collaborate only with consent. (3) Present Koestenbaum's phenomenological view as one perspective among others. (4) Draw on the spiritual and religious competencies (Vieten et al., 2013) [uncertain: not verified].
- Example language (illustrative): "How does your faith, or your loss of it, shape how you see this? I want to work with your framework, not replace it."
- Watch for: Imposing secular existentialism on a religious client, or a religious frame on a secular one. Cultural humility throughout.
4.26 Consolidation and ending
- Purpose / when: Phase 5. [synthesis]
- Steps: (1) Review which revelations were worked and what was chosen. (2) Have the client state their working philosophy in their own words. (3) Plan for future triggers (anniversaries, losses, decisions). (4) Close, or refer on for remaining clinical needs.
- Example language (illustrative): "In your own words, what do you now understand about facing this kind of anxiety?"
- Watch for: Dependence on the therapist as the "philosopher". It is working when the client uses the stance independently.
5. Handling problems
The sources do not address problem-handling. Except for the two points drawn from Rowan's critique, all guidance here is [synthesis].
- Endless rumination presented as philosophy. The client circles the same big questions with no movement. Response: Name the pattern kindly, then return to concrete description (4.4) and one chosen act (4.21). If it looks like depressive or obsessional rumination, switch to an evidence-based method for that.
- Intellectualising. Fluent theory and no experience. Response: Bracket the theory explicitly (4.4) and ask for the body and the moment. Use direct participation (4.20).
- "Just give me techniques." Response: Offer the concrete parts first: action steps, behavioural activation, anxiety management. Keep the philosophy implicit unless the client invites it. Clinical philosophy is a lens, not an obligation.
- Insight that cannot be sustained. Rowan argues that insight from the transcendental stance has no content, so it cannot be held onto or deliberately used in action [source: Rowan]. Response: Do not rely on peak moments of reflection. Anchor each insight in a written sentence and a behaviour (4.21), and review it next session.
- Bracketing failure and therapist imposition. Rowan argues full bracketing is impossible [source: Rowan]. Signs: you find yourself teaching Koestenbaum, arguing metaphysics, or steering the client toward "authenticity" as you define it. Response: Repair openly ("I've been pushing my view; let's get back to yours"), and use supervision.
- Overwhelm, dissociation or depersonalisation during reflection. Response: Stop the reflection exercise, ground (orient to the room, the senses, feet on the floor), and move to stabilisation. Use observing-stance work again only once the client can return from it easily.
- Death or nihilism work raising risk. Response: Pause the philosophical work, do a full suicide risk assessment and safety planning, and use lethal-means counselling where indicated (storage and removal, no method detail). Give crisis resources: 988 (US); Samaritans 116 123 (UK and Ireland). Resume, if at all, only when the client is stable.
- A "crisis of meaning" masking a disorder. Major depression, bipolar disorder, early psychosis or substance use can all present as philosophical despair. Response: Reassess (4.1), treat or refer, and keep the meaning work as an adjunct.
- Psychosis or a schizophrenia-spectrum condition. Koestenbaum devotes a chapter to schizophrenia [source: contents]. Its content is [uncertain: not verified]. Response: Do not use reduction or reflection exercises on consciousness with a client who is actively psychotic. Follow evidence-based psychosis care and coordinate with psychiatry.
- Non-adherence to chosen actions. Response: Treat it as data. Was the act chosen or imposed? Too large? Did it collide with a real constraint? Shrink the step and re-choose it in the first person (4.15).
- Freedom talk turning into blame. The client feels accused of "choosing" their suffering, or their circumstances. Response: Acknowledge the real constraints (poverty, discrimination, disability, abuse) explicitly. Locate freedom in the stance taken toward constraints, not in denying them.
- Religious conflict. The client experiences existential concepts (nihilism, "the death of God") as an attack on their faith. Response: Apologise if needed, use the Cultural Formulation Interview's spirituality module (4.25), work within the client's tradition, and involve their religious leader only if they wish.
- Guru transference. The client idealises the therapist as a philosopher or sage. Response: Name it, hand authorship back (4.26), and avoid charismatic, lecturing styles.
- Client also seeing a non-licensed philosophical practitioner for a disorder. Response: With consent, coordinate (4.24). Explain the NPCA and APPA referral expectations [source: NPCA; APPA], and make sure the disorder is covered by licensed care.
- Role drift from coaching into therapy, or the reverse. This happens especially when work began with the Leadership Diamond or in an organisation. Response: Stop and re-contract (4.2). Consider APA Ethics Code Standard 3.05 on multiple relationships, and refer if the roles cannot be separated.
- Trying to recreate the book's appendices. A therapist may want to rebuild the "Twenty Steps", "Bill of Rights on Death" or "Master Table" without having read them. Response: Do not reconstruct or attribute them. Read the book itself (library copies exist) or stay with the concept-level procedures in section 4.
Sources
Web sources:
- Rowan, J. Review of Koestenbaum, The New Image of the Person (Self & Society, AHP archive PDF; volume and year [uncertain])
- Table of contents, The New Image of the Person (ULB Düsseldorf digitised contents)
- PhilArchive record: The new image of the person (Greenwood, Westport, 1978)
- PhilArchive record of a review in Dialogue 19(1):171–175, 1980 (xiv + 570 pp.)
- NYPL Research Catalog: Koestenbaum, The Vitality of Death (Greenwood, 1972, ©1971)
- LaBarre, P. (2000). "Do you have the will to lead?" Fast Company
- Wiley: Koestenbaum, Leadership: The Inner Side of Greatness, 2nd ed. (2010), contents
- Abundant Community: Peter Koestenbaum author page
- American Philosophical Practitioners Association: Code of Ethics
- National Philosophical Counseling Association: Practice areas and boundaries
- AAPP Bulletin 12(1), 2004 (Kroll, President's column; Phillips)
- Wikipedia: Philosophical counseling [uncertain: secondary, unverified]
References cited:
- APA Ethics Code, Standard 3.05.
- ICD-10-CM Z65.8, Other specified problems related to psychosocial circumstances (includes 'Religious or spiritual problem')
Books:
- Koestenbaum, P. (1978). The New Image of the Person: The Theory and Practice of Clinical Philosophy. Westport, CT: Greenwood Press.
- Koestenbaum, P. (1971/1972). The Vitality of Death: Essays in Existential Psychology and Philosophy. Westport, CT: Greenwood (Contributions in Philosophy, no. 5).
- Koestenbaum, P. (2010). Leadership: The Inner Side of Greatness, A Philosophy for Leaders (new and revised, 2nd ed.). Wiley.
- American Psychiatric Association. DSM-5-TR Cultural Formulation Interview and supplementary modules [uncertain: not verified].
- Vieten, C., et al. (2013). Spiritual and religious competencies [uncertain: not verified].